Events

In today’s regulatory and information-driven environment, organizations face growing scrutiny on how records are created, maintained, and safeguarded. Weak records audit practices and inadequate compliance reviews expose institutions to risks such as regulatory penalties, data breaches, reputational loss, and inefficiencies. To remain compliant, credible, and competitive, organizations must establish robust frameworks for auditing records and ensuring adherence to policies, legal requirements, and international standards.

The Advanced Records Audit & Compliance Reviews Program is designed to equip professionals with cutting-edge methodologies, tools, and best practices for conducting effective audits and compliance reviews of records management systems. This program emphasizes accountability, transparency, and continuous improvement to help organizations align their records practices with governance, risk, and compliance (GRC) expectations.

Key Focus Areas

• Principles of Records Audit – scope, objectives, and strategic value.

• Compliance Frameworks – ISO standards, legal requirements, and sector-specific regulations.

• Audit Methodologies & Tools – risk-based auditing, digital audit tools, and sampling techniques.

• Assessing Information Governance – evaluating policies, retention schedules, and access controls.

• Risk Identification & Mitigation – detecting vulnerabilities, fraud risks, and inefficiencies.

• Compliance Reviews in Practice – practical approaches to sector-specific compliance challenges.

• Reporting & Recommendations – preparing impactful audit reports for decision-makers.

• Driving Continuous Improvement – using audit outcomes to strengthen compliance culture.

Program Outcomes

By completing this program, participants will:

• Gain advanced expertise in auditing records management systems.

• Strengthen knowledge of compliance standards, laws, and regulations.

• Learn to identify and mitigate risks associated with poor records management.

• Acquire practical skills in applying digital tools and risk-based audit approaches.

• Develop capacity to prepare insightful audit reports that influence leadership decisions.

• Enhance organizational governance, accountability, and compliance culture.